{"id":5994,"date":"2014-10-21T19:46:55","date_gmt":"2014-10-21T11:46:55","guid":{"rendered":"http:\/\/www.hackingchinese.com\/?p=5994"},"modified":"2020-11-17T10:40:07","modified_gmt":"2020-11-17T09:40:07","slug":"why-you-should-think-of-characters-in-terms-of-functional-components","status":"publish","type":"post","link":"https:\/\/www.hackingchinese.com\/why-you-should-think-of-characters-in-terms-of-functional-components\/","title":{"rendered":"Why you should think of characters in terms of functional components"},"content":{"rendered":"<p><a href=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/da2.png\"><img loading=\"lazy\" decoding=\"async\" class=\"size-full wp-image-6007 alignright\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/da2.png\" alt=\"da2\" width=\"257\" height=\"141\" \/><\/a><em>This is a guest article written by John Renfroe over at <a href=\"https:\/\/www.outlier-linguistics.com\/?rfsn=4170716.4415dd\">Outlier Linguistics<\/a>. They&#8217;re working on a dictionary meant to teach us about functional components of Chinese characters and in this article, John describes why we should think about functional components instead of obsessing over radicals.<\/em><\/p>\n<p>I know this advice is going to rub some people the wrong way, but hopefully by the end of the article you&#8217;ll understand why I say this: radicals are of little use for learning how characters work. Their purpose is indexing characters in a dictionary.<\/p>\n<p>There&#8217;s a huge misconception about how characters work. You see this sort of advice all the time: Characters are made up of radicals, so you should learn the radicals first, or Make sure you learn the radicals, they&#8217;re the building blocks of characters<\/p>\n<p>This is not true. People who say this are well-intentioned but ill-informed about the nature of the Chinese writing system. The word radical is best understood as a character component that sometimes plays the role of radical and NOT a character component that has the nature of being a radical.<\/p>\n<p>For example, \u5927 d\u00e0 &#8220;big&#8221; is a component that is on the list of radicals, but it is not the case that \u5927 always plays the role of radical when it appears in a character. A single character only has a single radical, no matter how many character components it has. And which of its components plays the role of radical may be different in different dictionaries.<\/p>\n<p>And yes, many of the components on the list of radicals do show up a lot in Chinese characters and therefore should be learned, but they should be learned as being part of a system of <strong>functional components<\/strong> &#8211; components which express sound and meaning.<\/p>\n<p>The concept of radical, or \u90e8\u9996 b\u00f9sh\u01d2u, didn&#8217;t even exist until after the publication of the <a href=\"http:\/\/www.outlier-linguistics.com\/liushu-%e5%85%ad%e6%9b%b8-categorically-speaking?rfsn=4170716.4415dd\">Shu\u014dw\u00e9n Ji\u011bz\u00ec [\u8aaa\u6587\u89e3\u5b57]<\/a>, at which point the writing system had already been around for well over 1500 years, and the vast majority of characters in use today were invented before the Shu\u014dw\u00e9n. Read that again and let it sink in. If that&#8217;s the case, then there&#8217;s no way that radicals were what people had in mind when they were creating characters. There must be something else going on.<\/p>\n<p><strong>So what are radicals, really?<\/strong><\/p>\n<p>That&#8217;s an interesting question. The word radical is really a poor translation of \u90e8\u9996 b\u00f9sh\u01d2u in the first place. \u90e8\u9996 literally means section head. Following the model of the \u8aaa\u6587, character dictionaries are traditionally arranged into sections containing similar graphic components.<\/p>\n<p>These sections are called \u90e8 b\u00f9 in Chinese. The first character in that section is the \u90e8\u9996, the section head, or the first of the section. Each character in that section belongs to one \u90e8\u9996. Note that I didn&#8217;t say the character has one \u90e8\u9996. It&#8217;s an important distinction to make. The character is filed under a \u90e8, or section. This is a choice made by the editor of a character dictionary, not an inherent part of the nature of Chinese characters.<\/p>\n<p>Which section to file a character under can be a fairly arbitrary decision. Most people&#8217;s understanding is that the \u90e8\u9996 gives a hint about meaning and the sound component (\u8072\u7b26 sh\u0113ngf\u00fa) gives a hint about the sound, and that the two are different entities. That&#8217;s not always the case.<\/p>\n<p>Sometimes, the \u90e8\u9996 is the sound component. For example \u5200 (\u5202 d\u0101o, knife) is both the phonetic and the radical in \u5230, but it is <strong>not<\/strong> the meaning component &#8211; \u81f3 zh\u00ec is (it means to arrive, just like \u5230).<\/p>\n<p>Intuitively, one would think that radicals are assigned in a consistent manner, but sometimes the way they&#8217;re assigned can be very haphazard, even for characters that share the same structure:<\/p>\n<table>\n<tbody>\n<tr>\n<td style=\"text-align: left;\"><strong>Character<\/strong><\/td>\n<td><strong>Radical<\/strong><\/td>\n<\/tr>\n<tr>\n<td>\u5f4e w\u0101n &#8220;curve&#8221;<\/td>\n<td>\u5f13 g\u014dng &#8220;bow for shooting arrows&#8221;<\/td>\n<\/tr>\n<tr>\n<td>\u6200 li\u00e0n &#8220;love&#8221;<\/td>\n<td>\u5fc3 x\u012bn &#8220;heart&#8221;<\/td>\n<\/tr>\n<tr>\n<td>\u883b m\u00e1n &#8220;barbaric&#8221;<\/td>\n<td>\u866b hu\u01d0 &#8220;type of poisonous snake; early form of \u867a hu\u01d0&#8221;<\/td>\n<\/tr>\n<tr>\n<td>\u8b8a bi\u00e0n &#8220;change&#8221;<\/td>\n<td>\u8a00 y\u00e1n &#8220;speech&#8221;<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<p>For the first three characters, the radical and meaning components are same. \u8b8a is inconsistent with the others in that it&#8217;s filed under \u8a00 (part of lu\u00e1n, the sound component which the other characters all share <a href=\"#1\">#1<\/a>).<\/p>\n<p>So again, characters are filed into a given section. This is a choice made by a human being, not an inherent part of the nature of Chinese characters, and it&#8217;s a flawed but workable system.<\/p>\n<p>So hopefully, you can see that radicals (remember: section headings, not necessarily meaning components!) are useful for organising and looking things up in a dictionary, but they&#8217;re not especially useful for explaining how characters work.<\/p>\n<p><strong>But there&#8217;s a better way<\/strong><\/p>\n<p>You should look at characters in terms of their functional components. Character components can serve a few different functions, and you need to understand those functions rather than lump them all under one category called radicals.<\/p>\n<p><a href=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/da1.png\"><img loading=\"lazy\" decoding=\"async\" class=\"size-full wp-image-5998 alignright\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/da1.png\" alt=\"da1\" width=\"240\" height=\"154\" \/><\/a>There are three attributes that all characters have (using \u5927 as an example):<\/p>\n<ul>\n<li><strong>Form:<\/strong> What is it a picture of? \u5927 is a picture of a person (specifically, an adult).<\/li>\n<li><strong> Meaning:<\/strong> What does it mean? \u5927 means big, because adults are big in<br \/>\ncomparison to children.<\/li>\n<li><strong>Sound:<\/strong> What is its pronunciation? (Or, if it&#8217;s a sound component, what is the range of sounds it can represent?) \u5927 is pronounced d\u00e0 in Mandarin.<\/li>\n<\/ul>\n<p>The possible functions that a component can have derive directly from these three attributes.<\/p>\n<p>There are three primary functions:<\/p>\n<ul>\n<li>A component can express meaning by way of form. Example: \u5927 is a picture of a person, and that is its function in characters like \u7f8e m\u011bi beautiful (which is not a big \u5927 sheep \u7f8a, but a person wearing a headdress). This is by far the most common way of expressing meaning.<a href=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/mei1.png\"><img loading=\"lazy\" decoding=\"async\" class=\"size-medium wp-image-5999 aligncenter\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/mei1-300x88.png\" alt=\"mei1\" width=\"300\" height=\"88\" \/><\/a><br \/>\nOther examples of \u5927 functioning in this way include:<a href=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/tian.jpg\"><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-6026 size-medium aligncenter\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/tian-300x198.jpg\" alt=\"\" width=\"300\" height=\"198\" \/><\/a><\/li>\n<li>A component can express meaning by way of <strong>meaning<\/strong>. Example: \u5927 means big, and it expresses the meaning big in characters like \u5c16. This is how most people explain all meaning components, but in reality <strong>this function is very uncommon<\/strong>!<a href=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/sharp.png\"><img loading=\"lazy\" decoding=\"async\" class=\"size-medium wp-image-6001 aligncenter\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/sharp-300x138.png\" alt=\"sharp\" width=\"300\" height=\"138\" \/><\/a><\/li>\n<li>A component can express sound. Example: \u5927 is pronounced d\u00e0 in Mandarin, and it serves as a sound component in the simplified character \u8fbe (<a href=\"#2\">#2<\/a>) d\u00e1 &#8220;to arrive&#8221; (traditional: \u9054).<\/li>\n<\/ul>\n<p>Then there is a fourth function that derives from the way Chinese characters evolved in form over time. A component can also:<\/p>\n<ul>\n<li>Serve as a placeholder for an earlier form that has now been corrupted.<\/li>\n<\/ul>\n<p>This one is difficult to ascertain without training in palaeography, but our dictionary will explain which components have been corrupted and how. Continuing with \u5927 as an example, there are 1) instances in which a component was originally \u5927 but has now changed to something else, and 2) instances in which a component started as something else but has corrupted to look like \u5927 today (post forthcoming on how you can t trust your eyes).<\/p>\n<ol>\n<li>The sound component in \u9054 is\u00a0<img loading=\"lazy\" decoding=\"async\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/da3.png\" alt=\"da3\" width=\"12\" height=\"12\" \/> (d\u00e1). The top part today looks like \u571f t\u01d4 earth, but it was originally \u5927, which was then corrupted over time. An uncorrupted version of this component would look like \u7f8d today (<a href=\"#3\">#3<\/a>).<a href=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/da2.png\"><img loading=\"lazy\" decoding=\"async\" class=\"size-full wp-image-6007 aligncenter\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/da2.png\" alt=\"da2\" width=\"257\" height=\"141\" \/><\/a><br \/>\nThe form above is written in small seal script [\u5c0f\u7bc6 xi\u01ceozhu\u00e0n]. This is what \u5927<br \/>\nand \u571f looked like in small seal, for comparison:<a href=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/tu1.png\"><img loading=\"lazy\" decoding=\"async\" class=\"size-full wp-image-6008 aligncenter\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/tu1.png\" alt=\"tu1\" width=\"162\" height=\"212\" \/><\/a><\/li>\n<li>In the character \u83ab m\u00f2 (do not, but originally represented the word sunset, which is now written \u66ae m\u00f9), what today looks like \u5927 on the bottom was originally \u8278 c\u01ceo &#8220;grass&#8221; (there was \u8278 on both the top and bottom, and the character depicted the sun setting behind the grass), which then corrupted over time to look like \u5927.<\/li>\n<\/ol>\n<p><a href=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/mo1.png\"><img loading=\"lazy\" decoding=\"async\" class=\"size-medium wp-image-6009 aligncenter\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/mo1-300x57.png\" alt=\"mo1\" width=\"300\" height=\"57\" \/><\/a><\/p>\n<p>So now you&#8217;ve seen how the same component can serve completely different functions in different characters, and how components can become corrupted over time, obscuring their original purpose. Here&#8217;s the interesting thing: out of the characters I&#8217;ve just discussed, \u5927 is only the radical in \u5929 and \u592b. In the others, it&#8217;s not, no matter which function it&#8217;s serving. The radical in the other characters is:<\/p>\n<p>\u5c16: \u5c0f<br \/>\n\u7f8e: \u7f8a<br \/>\n\u5433: \u53e3<br \/>\n\u8fbe\/\u9054: \u8fb6<br \/>\n\u83ab: \u8279<\/p>\n<p><strong>Summary<\/strong><\/p>\n<p>Again, all this is not to say that you should completely throw radicals out the window. They&#8217;re good to know, but you should keep in mind what they&#8217;re used for: looking up characters in traditionally-arranged dictionaries. That&#8217;s it. They&#8217;re not the building blocks of Chinese characters (that&#8217;s functional components!). They&#8217;re an imperfect, man-made system of arranging and looking up characters in a dictionary. The concept of \u90e8\u9996 didn&#8217;t even exist when the vast majority of characters were being created<\/p>\n<p>But sound and meaning components did exist. Sound and meaning components are the building blocks of Chinese characters. Sound and meaning components are what people were thinking of whenever they made a new Chinese character. When you&#8217;re learning a new character, thinking in terms of these functional components rather than radicals will clarify a lot of confusing things about Chinese characters. Anything that tells you otherwise is inaccurate and (unintentionally) leading you astray.<\/p>\n<p><em>Thanks to John for sharing his insights in this article! I would like to point out that this is close to what I advocate myself, I avoid using the word radical and say character component instead. I have also written two articles about phonetic components (<a href=\"http:\/\/www.hackingchinese.com\/phonetic-components-part-1-the-key-to-80-of-all-chinese-characters\/\">part 1<\/a>, <a href=\"http:\/\/www.hackingchinese.com\/phonetic-components-part-2-hacking-chinese-characters\/\">part 2<\/a>). I like this article by John because it explains why we shouldn&#8217;t obsess about radicals. Naturally, some of the most commonly used character components will also be found in <a href=\"http:\/\/www.hackingchinese.com\/kickstart-your-character-learning-with-the-100-most-common-radicals\/\">a radical list<\/a>, but confusing radicals with functional components will lead to confusion.<\/em><\/p>\n<p><strong>Footnotes<\/strong><\/p>\n<p><a name=\"1\"><\/a><strong>1 &#8211;<\/strong> How can lu\u00e1n be the sound component for \u8b8a bi\u00e0n? This most certainly looks impossible judging from the Mandarin pronunciation, but what\u2019s important is the phonology of the language when the characters were invented. If we look a reconstruction of Old Chinese phonology (i.e., a reconstruction of the sounds of the language that was in use when these Chinese characters were invented thousands of years ago), we can get a glimpse at what the language probably looked like.<\/p>\n<p>In a future post, we\u2019ll do an introduction to Old Chinese reconstruction and why it\u2019s important for doing research in Chinese paleography, but for now we\u2019ll just take a look at some reconstructions. Keep in mind, it\u2019s not important that you understand what all of these symbols mean exactly. What is important, is noticing the similarities and differences (the symbol * just means that you are looking at a reconstruction):<\/p>\n<p>\u470c *m\u0259.<b>r<\/b><b>\u0295<\/b><b>on<\/b> (ballpark approximation \u201cmuh RON\u201d)<br \/>\n\u8b8a *p<b>ron<\/b>-s \u00a0(ballpark approximation \u201cprons\u201d or \u201cprawns\u201d)<br \/>\n\u883b *m<b>\u0295<\/b><b>ron<\/b> (ballpark approximation \u201cmron\u201d or \u201cmrawn\u201d)<br \/>\n\u6200 *<b>ron<\/b>-s (ballpark approximation \u201crons\u201d or \u201cRon\u2019s\u201d)<\/p>\n<p>The main thing to take away here, is that each of these words share the root *ron. Three of these words have prefixes: *m\u0259\u04d9, *p-, *m- and two have suffixes *-s. It is similar to how root words work in English. Take the root \u201cget\u201d: get, forget, beget, got, gotten. Imagine that Chinese characters had been used in Old English and the same sound component was used for each of these words.Even though the sounds aren\u2019t exactly the same, they do share a root and the reader would have been able to figure out which was meant by context and by the addition of a meaning component.<\/p>\n<p>Keep in mind, I\u2019m merely trying to make an analogy between two languages with very different histories, so be kind. The reconstructions above are from Baxter-Sagart OC v1. Check out their new book <a href=\"http:\/\/www.amazon.com\/Old-Chinese-A-New-Reconstruction\/dp\/0199945373\/ref=sr_1_1?ie=UTF8&amp;qid=1410589984&amp;sr=8-1&amp;keywords=baxter+sagart\">here<\/a>.<\/p>\n<p><a name=\"2\"><\/a><strong>2 &#8211;<\/strong> \u8fbe is not a recent invention. It\u2019s a variant of \u9054 attested as early as the oracle bone script [\u7532\u9aa8\u6587ji\u01ceg\u01d4w\u00e9n].<\/p>\n<p><a name=\"3\"><\/a><strong>3 &#8211;<\/strong>\u00a0<img loading=\"lazy\" decoding=\"async\" src=\"http:\/\/www.hackingchinese.com\/wp-content\/uploads\/2014\/10\/da3.png\" alt=\"da3\" width=\"12\" height=\"12\" \/> is also a meaning component. \u8fbe is a picture of a guy walking across the road. The original meaning was \u201carrive at point b from point a\u201d. \u9054 is the same thing, but has a guy leading a sheep from point a to b.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Learning about the structure of Chinese characters can help enormously when learning the language. This article is an in-depth look at functional components, i.e. parts of characters that give the whole character either its meaning or its sound. It&#8217;s also a discussion about why we really shouldn&#8217;t talk so much about radicals when learning Chinese.<\/p>\n","protected":false},"author":1,"featured_media":8793,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3,6,10,22],"tags":[97,112,229,1046,1066,1065,462],"class_list":["post-5994","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-advanced","category-distinctively-chinese","category-intermediate","category-vocabulary","tag-character-components","tag-chinese-characters","tag-functional-components","tag-guest-post","tag-john-renfroe","tag-outlier-linguistics","tag-radicals"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Why you should think of characters in terms of functional components<\/title>\n<meta name=\"description\" content=\"Learning about the structure of Chinese characters can help enormously when learning the language. 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